CS Executive New Syllabus Module 2: Securities Laws & Capital Markets (SLCM )– Paper 6

About Securities Laws & Capital Markets Subject:

The primary objective behind introducing the Securities Laws & Capital Markets subject in the CS Executive Module 2 syllabus is to help the test-takers impart the conceptual knowledge of the Securities Laws & Capital Markets.

The Securities Laws & Capital Markets subject is taught by CS Pankaj Kumar, a renowned faculty member of our institution.

The subject aims to test the following strengths of the student:

Understand the basics concepts of Securities Laws & Capital Markets.
Basic understanding of the working capital markets of India.
Understanding of the legislations, rules, regulations that govern the entities listed on the stock exchanges.

Name of Topics:

Part – I Securities Law
Securities contract regulation act, 1956
Securities and exchange board of India Act, 1992
Depositories Act, 1996
Overview of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 rechristened as SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
An Overview of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
An Overview of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
SEBI (Buyback of Securities) Regulations, 1998
SEBI (Delisting of Equity Shares) Regulations, 2009
Overview of SEBI (Share Based Employee Benefits) Regulations, 2014
Overview of SEBI (Issue of Sweat Equity) Regulations, 2002
SEBI (Prohibition of Insider Trading) Regulations, 2015

Mutual Funds
Collective Investment Schemes
SEBI (Ombudsman) Regulations, 2003

Part – II Capital Market & Intermediaries

Structure of capital markets
Securities market intermediaries

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